Caroline practices corporate and securities law with a focus on public company transactions, including public offerings, private financings and mergers and acquisitions. She also has experience acting for underwriters/agents in private placements. Caroline advises public and private companies on corporate governance, continuous disclosure obligations, and various other corporate and securities law compliance matters. Caroline is also a lawyer qualified to practice in the state of New York. Prior to joining DuMoulin Black, she worked as a U.S. corporate immigration lawyer for large multinational companies.
Outside of work, Caroline spends her time trail running, cycling and catching up with friends.
Tudor Gold Announces Closing of $14.95 Million Financing, with Participation by Eric Sprott.
The strategic investor group, led by Morgan Lekstrom and Frank Giustra, of Premium Resources Ltd. on its $66.8 million financing, comprised of a $46 million non-brokered equity financing and a $20.8 million debt conversion.
PI Financial as agents’ counsel in connection with District Metals Corp.’s brokered private placement for gross proceeds of $4.5 million.
Goldstorm Metals Corp. in its non-brokered private placement of non-flow-through units and flow-through units for total gross proceeds of $2.3 million.
Tudor Gold Corp. in its non-brokered private placement of non-flow-through units and flow-through units for total gross proceeds of $8.9 million.
Sitka Gold Corp. in its non-brokered private placement of units for total gross proceeds of $4 million
PI Financial as agents’ counsel in connection with District Metals’ brokered private placement using the new Listed Issuer Financing Exemption (LIFE) for gross proceeds of $3 million.
City Centre Care Society in the transfer of its assets to Providence Living Society.
Graphene Manufacturing Group Ltd. in its bought deal short form prospectus offering of units for total gross proceeds of $5.75 million.
Aftermath Silver Ltd. in its non-brokered private placement of units for total gross proceeds of $4.1 million.
Education
- University of Western Ontario, Bachelor of Arts, 2016
- University of Windsor, JD, 2019
- University of Detroit Mercy, JD, 2019
Bar Admission
New York, 2020
British Columbia, 2023
